SEC Form 24F-2NT

SEC Form 24F-2NT
A filing with the Securities and Exchange Commission (SEC) that is required when an investment company, such as a mutual fund, sells more shares than initially stated in its registration filing. Information included on SEC Form 24F-2NT includes the amount of additional shares to be registered and the retroactive registration date for the additional shares.

In the event that a closed-end mutual fund or unit investment sell more shares than originally stated, SEC Form 24F-2NT allows the company to remain compliant by notifying the SEC of the additional shares. This form replaced SEC From 24F-2EL which had previously served the same purpose.

Related SEC Forms: N-1, N-2, 24F-2EL


Investment dictionary. . 2012.

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Look at other dictionaries:

  • SEC Form 24F-2EL — A discontinued filing with the Securities and Exchange Commission (SEC), also known as the Annual Notice of Securities Sold By an Investment Company . It includes the total number of shares and corresponding dollar amount, that have been sold by… …   Investment dictionary

  • SEC Form 24F-1 — A filing with the Securities and Exchange Commission (SEC) that is required when an investment company sells more shares than its initial registration filing had stated. This form is also known as the Notice of Election of Retroactive… …   Investment dictionary

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